PUBLICATIONS

(Selected publications in chronological order)

 

Appelbaum, P.S., & Roth, L.H. (1982). Competency to consent to research: A psychiatric overview. Arch Gen Psychiatry, 39, 951-958.

 

Appelbaum, P.S., Roth, L.H., & Lidz, C. (1982). The therapeutic misconception: Informed consent in psychiatric research. Int J Law Psychiatry, 5, 319-329.

 

Appelbaum, P.S., & Roth, L.H. (1983). The structure of informed consent in psychiatric research. Behavioral Sciences and the Law, 1(4), 9 19.

 

Appelbaum, P.S., Roth, L.H., Lidz, C.W., Benson, P., & Winslade, W. (1987). False hopes and best data: Consent to research and the therapeutic misconception. Hastings Center Report,17(2), 20-24, 1987; Letter and reply 17(6), 41-42.

 

Appelbaum, P.S., & Grisso, T. (1988). Assessing patients' capacities to consent to treatment. N Engl J Med, 319,1635-638.

 

Benson, P.R., Roth, L.H., Appelbaum, P.S., Lidz, C.W., & Winslade, W.J. (1988). Information disclosure, subject understanding, and informed consent in psychiatric research. Law & Human Behavior, 12, 455-475.

 

Lidz, C.W., Appelbaum, P.S., & Meisel, A (1988). Two models of implementing informed consent. Arch Intern Med, 148,1385-1389.

 

Appelbaum, P.S. (1995). Consent and coercion: Research with the involuntarily treated person with mental illness or substance abuse. Accountability in Research, 4, 69-79.

 

Appelbaum, P.S., & Grisso, T. (1995). The MacArthur Treatment Competence Study, I, II, & III: Mental illness and competence to consent to treatment. Law and Human Behavior, 19, 105-174.

 

Grisso, T., & Appelbaum, P.S. (1995). A comparison of standards for assessing patients' capacities to make treatment decisions. Am J Psychiatry, 152,1033-1037.

 

Berg, J.W., Appelbaum, P.S., & Grisso, T. (1996). Constructing competence: Formulating standards of legal competence to make medical decisions. Rutgers Law Review, 48, 345-396.

 

Appelbaum, P.S., & Grisso, T. (1997). Capacities of hospitalized, medically ill patients to consent to treatment. Psychosomatics, 38, 119-125.

 

Grisso, T., Appelbaum, P.S., & Hill-Fotouhi, C. (1997). The MacCAT-T: A clinical tool to assess patients' capacities to make treatment decisions. Psychiatric Services, 48,1415-1419.

 

Appelbaum, P.S., Grisso, T., Frank, E., O'Donnell, S., & Kupfer, D. (1999). Competence of depressed patients for consent to research. Am J Psychiatry, 156, 1380-1384.

 

Carpenter, W.T., Gold, J.M., Lahti, A.C., Queern, C.A., Conley, R.R., Bartko, J,J., Kovnick, J., & Appelbaum, P.S. (2000). Decisional capacity for informed consent in schizophrenia research. Arch Gen Psychiatry, 57, 533-538.

 

Moser, D.J., Schultz, S.K., Arndt, S., Benjamin, M.L., Fleming, F.W., Brems, C.S., Paulsen, J.S., Appelbaum, P.S., & Andreasen, N.C. (2002). Capacity for research informed consent in schizophrenia and HIV. Am J Psychiatry, 159,1201-1207.

 

Carpenter, W., Appelbaum, P.S., & Levine, R. (2003). The Declaration of Helsinki and clinical trials: Focus on placebo-controlled trials in schizophrenia. Am J Psychiatry, 160, 356-262.

 

Stroup, S., & Appelbaum, P. (2003). The subject advocate: An innovation for research participants with the potential for fluctuating decisionmaking capacity. IRB: Ethics and Human Research, 25 (3), 9-11.

 

Appelbaum, P.S., Lidz, C.W., & Grisso, T. (2004). Therapeutic misconception in clinical research: Frequency and risk factors. IRB: Ethics and Human Research, 26(2),1-8.

 

Kim, S.Y.H., Appelbaum, P.S., Jeste, D.V., & Olin, J. (2004). Proxy and surrogate consent in geriatric neuropsychiatric research: Update and recommendations. Am J Psychiatry, 161, 797-806.

 

Lapid, M.I., Rummans, T.A., Pankratz, V.S., & Appelbaum, P.S. (2004). Decisional capacity of depressed elderly to consent to electroconvulsive therapy. J Geriatric Psychiatry Neurol, 17, 42-46.

 

Lidz, C.W., Appelbaum, P.S., Grisso, T., & Renaud, M. (2004). Therapeutic misconception and the appreciation of risks in clinical trials. Soc Sci Med, 58,1689-1697.

 

Palmer, B.W., Dunn, L.B., Appelbaum, P.S., & Jeste, D.V. (2004). Correlates of treatment-related decision making capacity among middle-aged and older patients with schizophrenia. Arch Gen Psychiatry, 61, 230-236.

 

Appelbaum, P.S. (2006). Decisional capacity of patients with schizophrenia to consent to research: Taking stock. Schizophr Bull, 32, 22-25.

 

Appelbaum, P. S. (2008). Ethics and forensic psychiatry: Translating principles into practice. Journal of the American Academy of Psychiatry and the Law, 36, 195-200.

 

Appelbaum, P. S., & Le Melle, S. (in press). Techniques used by assertive community treatment (ACT) teams to encourage adherence: patient and staff perceptions. Community Mental Health Journal.

 

 

Appelbaum, P. S., Lidz, C. W., & Klitzman, R. (in press). Voluntariness of consent to research: A conceptual model. Hastings Center Report.

 

Candilis, P. J., Fletcher, K. E., Geppert, C. M. A., Lidz, C. W., & Appelbaum, P. S. (2008). A direct comparison of research decision-making capacity: Schizophrenia/schizoaffective, medically ill, and non-ill subjects. Schizophrenia Research, 99, 350-358.

 

 

Jeste, D. V., Palmer, B. W., Golshan, S., Eyler, L. T., Dunn, L. B., Meeks, T., Glorioso, D., Fellows, I., Kraemer, H., & Appelbaum, P. S. (in press). Multimedia consent for research in people with schizophrenia and normal subjects: A randomized controlled trial. Schizophrenia Bulletin.

 

 

 

Karlawish, J., Bonnie, R. J., Appelbaum, P. S., Kane, R., Lyketsos, C., Karlan, P., James, B., Sabatino, C., Lawrence, T., & Knopman, D. (2008). Identifying the barriers and challenges to voting by residents in nursing homes and assisted living settings. Journal of Aging and Social Policy, 20, 65-79.

 

Kim, S. Y. H., Kim, H. M., Langa, K. M., Karlawish, J. H. T., Knopman, D. S., & Appelbaum, P. S. (in press). Surrogate consent for dementia research: a national survey of older Americans. Neurology.
• Klitzman, R., Albala, I., Siragusa, J., Patel, J., & Appelbaum, P. S. (2008). Disclosure of information to potential subjects on research recruitment websites. IRB: Ethics and Human Research, 30, 15-20.
• Klitzman, R., Appelbaum, P. S., & Chung, W. (2008). Anticipating issues related to increasing preimplantation genetic diagnosis use: A research agenda. Reproductive Biomedicine, 17, 33- 42.
• Klitzman, R., Siragusa, J., Albala, I., & Appelbaum, P. (2007). The reporting of compensation and risks on research articles. Journal of Empirical Research on Human Research Ethics, 2, 61-67.
• Klitzman, R., Zolovska, B., Folberth, W., Sauer, M. V., Chung, W., & Appelbaum, P. (in press). Preimplantation genetic diagnosis (PGD) on in-vitro fertilization (IVF) websites: presentations of risks, benefits and other information. Fertility and Sterility.
• Lui, V. W. C., Lam, L. C. W., Luk, D. N. Y., Wong, L. H. L., Tam, C. W. C., Chiu, H. F. K., & Appelbaum, P. S. (in press). Capacity to make treatment decisions in Chinese older persons with very mild dementia and mild Alzheimer’s disease. American Journal of Geriatric Psychiatry.
• Schwartz, V., & Appelbaum, P. S. (2008). Monitoring the informed consent process: Improving the quality of informed consent to research. IRB: Ethics and Human Research., 30, 19-20.
• Szmuckler, G., & Appelbaum, P. S. (2008). Treatment pressures, leverage, coercion, and compulsion in mental health care. Journal of Mental Health (UK), 17, 233-244.
• Appelbaum, P., & Lidz, C. (2008). The therapeutic misconception. In E. J. Emanuel, C. Grady, R. A. Crouch, R. K. Lie, F. G. Miller & D. Wendler (Eds.), The Oxford textbook of clinical research ethics (pp. 633-644). New York: Oxford University Press.
• Appelbaum, P. S. (in press). Adolescent bereavement and Amelia Gutierrez: an ethical dilemma. In J. W. Barnhill (Ed.), Approach to the Psychiatric Patient: Case-Based Essays. Washington, DC: American Psychiatric Publishing.
• Appelbaum, P. S. (in press). MacArthur Competence Assessment Tool—Clinical Research (MacCAT-CR). In B. L. Cutler (Ed.), Encyclopedia of Psychology and Law. Thousand Oaks, CA: Sage Publishing.
• Hoge, S. K., & Appelbaum, P. S. (2008). Ethical, legal, and social implications of psychiatric genetics and genetic counseling. In M. T. Tsuang, J. W. Smoller & B. Rosen-Sheidley (Eds.), Psychiatric genetics: Applications in clinical practice (pp. 255-276). Arlington, VA: American Psychiatric Publishing.

 

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